Are Marketplaces Ready For The Regulatory Crackdown?
Up until now, marketplaces have maintained that they are simply a means for engagement and not a participant. But online ...
Financial IT3d
RegTech Innovations: Shaping Compliance and Risk Management in Financial Services
The increasing burden of complex regulatory requirements are significantly reshaping the compliance landscape for fund ...
cfodive10d
Sustainability profession at ‘crossroads’ amid stiff compliance: Trellis
Compliance is becoming a bigger part of a sustainability executive’s role, coupled with greater oversight from legal and CFO ...
The Hill20d
‘Sup, DOGE! You should meet RIC, the Regulatory Improvement Commission.
That would be a Regulatory Improvement Commission, or RIC, as proposed in 2013 by Michael Mandel and Diana Carew of the Progressive Policy Institute. Regulations are essential to market economies.
Hindustan Times22d
RBI imposes penalty on IndusInd Bank for regulatory compliance deficiencies
The RBI, however, added the penalty is based on deficiencies in regulatory compliance and is not intended to pronounce upon the validity of any transactions or agreement entered into by IndusInd ...
Mint26d
HDFC Bank gets Sebi warning over non-compliance with listing regulations, second in a week
India's biggest private sector bank, HDFC Bank, has been issued a warning from the market regulator, the Securities and Exchange Board of India (Sebi), over non-compliance with listing regulations.